Resiliency-Based Research and Adolescent Health Behaviors
By Elizabeth Rink, L.C.S.W. and Ray Tricker, Ph.D., CHES.
The Prevention Researcher,
Volume 10, Number 1, 2003, Pages 1,3-4
The Emergence of Resiliency and Protective Factor Research
The concept of resiliency was first introduced into the adolescent health literature with a longitudinal research study by Emmy Werner that began in the 1950's, and ended in the 1980's. This study proposed that positive influences mitigate high-risk behaviors from childhood to adulthood. Children raised in poverty who were considered "at risk" for engaging in negative behaviors such as substance abuse or violence were found to be resilient to these negative outcomes when positive factors such as a caring adult or engaging in school were present in their lives. These protective factors were found to sustain children into adulthood.
In 1992, David Hawkins and Richard Catalano developed the Risk and Protective Factor Framework that outlined individual characteristics, family behavior and values, and bonding to school, as well as the values and norms of the community that can protect youth from negative outcomes. The value of examining adolescent health behaviors within the context of the risk and protective factors framework provides a comprehensive understanding of an adolescent's strengths and his or her ability to cope with risks.
More recent research, such as that by Bonnie Bernard, has furthered the concept that positive factors deter youth from engaging in negative health behaviors. The concept of resiliency focuses on the strengths or assets that exist within communities, schools, and families and on individual characteristics that buffer youth against negative health behaviors, such as high-risk sexual behavior and substance abuse. However, what makes a youth resilient to certain negative health behaviors is unique to that particular individual and the environment in which he or she lives.
Professionals who work with adolescents in targeting effective prevention interventions will appreciate the importance of identifying an adolescent's strengths and weaknesses. Table 1 presents a summary of 20 important factors that may protect adolescents from engaging in negative health behaviors.
Health Risk Behaviors and Adolescents
As a result of this growing body of prevention, resiliency, and risk reduction research, more professionals working with adolescents have begun to understand that adolescent health behaviors are most often made within a complex and interwoven personal and social context. More recent examination of the combinations of risk and protective factors in relation to adolescent health behaviors has borrowed heavily from psychology, social work and public health. Theorists such as Urie Bronfenbrenner have outlined a layering of individual, family, cultural and societal systems that influence a person's behaviors. The public health ecological approach presents that health outcomes stem from the interaction of multiple systems and factors. The strength-based approach emphasized in social work suggests that individuals function within their environment in accordance with the assets that they bring to a specific situation. The common thread that permeates these disciplines is the interaction of the individual with their family and social environment.

Table 1: Protective factors
Family Assets
- Positive adult role models
School Assets
Community Assets
Individual Assets
(Taken from Scales, P., Leffert, N. (1999). Developmental Assets. Minneapolis, Minnesota: Search Inst.; and Hawkins, J.D., Catalano, R.F., et al (1992). The Seattle Social Development Project: Effects of the first four years on protective factors and problem behaviors. In J. McCord & R. Tremblay, (Eds.), The Prevention of Antisocial Behaviors in Children, (pp.139-161). New York: Guilford.)
Most Recent Resiliency-Based Research
Research on adolescent health behaviors has recently focused more closely on protective factors. Research at the University of Minnesota using the National Longitudinal Study on Adolescent Health sought to understand how adolescents connect with the various environments around them, and explain how to identify school, family, and social contexts that influence the health risk behaviors of adolescents. This study reported that parental involvement, family involvement, and engagement in school activities such as extracurricular activities, playing on a sports team, and community service have a protective influence against a vast majority of negative health behaviors such as substance abuse, violence, sexual promiscuity and suicide. Stuart Fors and colleagues found that parental monitoring and involvement, family communications, being engaged in school, and having a positive sense of one's future acts as reinforcement for positive health behaviors. Findings from the 1999 Youth Risk Behavior Survey (YRBS) that was conducted in a suburban/rural county in Oregon found that the importance of caring adults in the lives of adolescents appears to be an essential protective factor. Of further importance to this research remains the challenge of defining more accurately what the essential characteristics of the "caring" adult are from the adolescent's perspective. Also, a disparity may occur between an adolescent's view of their own personal expectations and the degree to which they perceive that they are living up to the expectations of others.
The Significance of Resiliency Based Research
Resiliency-based research marks a new era in understanding adolescent health behaviors. Whereas much of the former research approached the cup as "half empty," this deficit-focused concept of adolescent health provided limited information on essential preventive actions or behaviors that could buffer adolescents from negative health outcomes. Research focusing on protective factors and assets presents a cup "half full" view of how resiliency can be conditioned, taught, acquired, and socialized to promote healthy adolescent behaviors. Table 2 includes recommendations of practitioners on how to apply resiliency-based research when working with youth.
Table 2. Recommendations for Practitioners Who Wish to Apply Resiliency to Their Work with Youth.
About the authors:
Elizabeth Rink is a Licensed Clinical Social Worker. She is with the Health Promotion/Disease Prevention Program at the Benton County Health Department. Ms. Rink has worked with dual diagnosis adolescents for 15 years. She has been a Health Partner Fellow with the Kellogg Foundation and the University of Illinois at Chicago School of Public Health and is currently a doctoral candidate in Public Health at Oregon State University.
Dr. Ray Tricker is an Associate Professor of Public Health at Oregon State University in Corvallis. He has conducted extensive research, developed drug education materials for the NCAA, and has published widely in the prevention and intervention literature on health behavior and drug education.
Copyright 2003, Integrated Research Services, Inc.
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This article can be found in the issue:
Resiliency
The Prevention Researcher,
Volume 10, Number 1, 2003
Resiliency refers to the ability of most youth to thrive despite adverse life circumstances. This issue looks at the concept of resiliency and the differences between risk and protective factors. It also looks at how resiliency may be different for African American youth and ways that service providers can incorporate resiliency in their work with youth.
This issue also featured these articles:
- • Hard-Wired to Bounce Back, Pages 5-7
- • Racial Socialization and Racial Identity: Can They Promote Resiliency for African American Adolescents?, Pages 11-12
- • Resiliency and School Counseling, Pages 8-10
- • Resiliency-Based Research and Adolescent Health Behaviors, Pages 1,3-4
- • The Effect of Attachment on Adolescent Violence, Pages 14-16
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